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HOKYOJI ZEN PRACTICE COMMUNITY (HZPC) ETHICAL
GUIDELINES, GRIEVANCE POLICY AND RECONCILIATION PROCESS
adopted May 21, 2011
Definition
For purposes of this document, “member of the HZPC community” refers
not to HZPC’s formal membership list, but to the resident teacher, resident students, staff and all participants in
practice and related activities at HZPC or in practice and related activities at other locations under the auspices of HZPC.
In the case of an ethical violation or grievance involving only a teacher and/or student(s) of another practice community
using HZPC facilities, that community’s policies will apply. A commitment to the respectful environment for all participants
outlined in this policy will be expected of all practice communities using HZPC facilities.
Purpose
Hokyoji Zen Practice Community establishes the following Ethical Guidelines
and Grievance Policy to help ensure a healthy, supportive environment for Zen practice at Hokyoji. HZPC is committed
to sustaining a healthy spiritual community where diversity of opinion and expression is respected, the dignity and integrity
of community members is protected, conflicts are addressed appropriately and respectfully, and ongoing learning about interpersonal
relationships is encouraged. Toward these ends, The Three Collective Pure Precepts and the Ten
Momentous Prohibitory Precepts of the Soto Zen tradition are HZPC ‘s fundamental guidelines for ethical behavior.
If a resident, member or visiting student or teacher wishes to complain about a breach of these ethical guidelines, he or
she should promptly report a grievance pursuant to the procedures set forth in this policy statement.
Three Collective Pure Precepts
With purity of heart, I vow to do no harm. With purity of heart, I vow to do good. With purity of
heart, I vow to free all beings.
Ten Momentous Prohibitory Precepts
1. Recognizing that I am not separate from all that is, I take up the way of Not-killing.
2. Encountering all creations with respect and dignity, I take up the way of Not misusing sexuality.
3. Being satisfied with what I have, I take up the way of Not-stealing
4. Listening the speaking from the heart, I take up the way of Not speaking falsely.
5. Cultivating a mind that sees clearly, I take up the way of Not being deluded and not giving or taking intoxicants.
6. Unconditionally accepting what each moment has to offer, I take up the way of not talking about others errors
or faults.
7. Speaking what I perceive to be the truth without guilt or blame, I take up the way of not elevating oneself
and blaming others.
8. Using all the ingredients of my life, I take up the way of not being stingy and not attaching to anything,
even the truth.
9. Transforming suffering into wisdom, I take up the way of not indulging in anger.
10. Honoring my life as an instrument of peacemaking, I take up the way of not thinking ill of the three treasures (Buddha,
Dharma, Sangha).
Responsibility of Members of the Community
Each member of the Hokyoji Zen Practice Community is a caretaker of the community’s well-being.
We share responsibility for maintaining an environment of integrity and dignity. This involves refraining from
behaviors that harm other community members or the community as a whole, and engaging in behaviors that promote respect and
well-being. In the event that any questions or issues arise concerning possible ethical violations within the community,
it is also the responsibility of each community member to listen deeply, to be open-minded, and to exhibit compassion and
wisdom.
Each member of the Hokyoji Zen Practice Community has a responsibility to
take action to protect the community from conduct which violates the precepts. If a community member is aware of conduct that
he or she believes is of significant harm to an individual or to the community as a whole, it is important that he or she
express those concerns appropriately (using the grievance procedure if necessary), rather than remaining silent. Similarly,
if a member has personally experienced misconduct by anyone in a position of trust (teachers, priests, directors, officers),
that member has the responsibility to report the misconduct immediately as called for in the grievance procedures. If
no report is made, HZPC cannot respond appropriately to address the issue.
Special Obligations of Individuals in Positions of Trust
Hokyoji Zen Practice Community expresses its special trust in certain individuals by placing them in the
positions of teachers, priests, directors, and officers. All teachers, priests, directors and others in positions of
leadership have committed to practice right conduct in their relationships, to refrain from becoming sexually involved
with students, and to maintain confidentiality about all personal matters. Exploiting relationships, harming others,
or abusing influence breaches this trust, especially when such misconduct occurs under the pretense of teaching methods or
Zen practice. Examples of misconduct include, but are not limited to, physical violence, misappropriation of community
funds, breach of confidences, sexual harassment, and sexual relations between a teacher and student. Misconduct by those in
positions of trust can significantly undermine the integrity of the community.
Teachers and Sexual Relationships
Teachers at HZPC agree to avoid creating harm through sexuality and to avoid sexual involvement outside
of committed relationships. They also agree to avoid such involvement with a person who has made vows to another. Teachers
with vows of celibacy will live according to their vows. Teachers in committed relationships will honor their vows and refrain
from adultery. All teachers agree not to exploit their authority and position in order to assume a sexual relationship with
another.
A teacher at HZPC is anyone involved in an instructional capacity. This includes
the Resident Teacher and anyone designated by the Resident Teacher to serve as an instructor or mentor for newer students.
This includes ordained priests and those giving zazen instruction, teaching Intro to Zen workshops, and leading study groups,
retreats or sesshins. We acknowledge two types of student teacher relationships. Formal student-teacher relationships exist
where student and teacher have committed to work together over an extended period of time. An implied student-teacher relationship
exists between any teacher and any participant in an event the teacher is helping to lead. In the case of the Resident Teacher,
an implied student-teacher relationship exists with any participant in an HZPC event and with anyone the Resident Teacher
has met in connection with his role at HZPC. All student/teacher relationships should be based on mutual respect, compassion,
and kindness. We acknowledge the inequality inherent in any such a relationship and the power issues involved.
We specifically acknowledge the great harm, both psychological and spiritual, that
results from teachers becoming sexually involved with their students, both for the teacher and student involved and for the
community as a whole. We, therefore, consider it unethical for a teacher to engage in sexual behavior with her or his student.
Because several single teachers in the wider Buddhist community have developed
healthy partnerships and marriages with former students, we acknowledge that such relationships can be possible, but also
that great care and sensitivity are needed. During retreats or any type of teaching, any intimation of future student-teacher
romantic or sexual relationship is inappropriate. The two types of student-teacher relationships vary in intensity and degree
of commitment, but in each case, the following five steps must be taken before a relationship between teacher and former student
might be considered appropriate.
1. End all teaching activities between the two people.
2. Clearly communicate one to the other that the student-teacher relationship has ended and that a relationship
of equals is desired.
3. One or both people meet with the resident teacher, communicate the intention and discuss how the relationship
might proceed without harm to either person or the community. If the relationship involves the Resident Teacher, the Resident
Teacher shall meet with the Board Chair and one other Board member chosen by the Chair for the same discussion.
4. Inform the HZPC residents that this particular student-teacher relationship has ended and that a relationship
of equals is desired.
5. After the above steps have been accomplished, a waiting period must elapse before any sexual or romantic
relationship begins. In the case of an implied student-teacher relationship, the waiting period shall be six months.
In the case of a formal relationship between teacher and student, the waiting period shall be one year.
Other Sexual Relationships
HZPC supports healthy sexual relationships between committed partners. We acknowledge that such relationships may
form in spiritual communities, but also that a great degree of care and openness is required to avoid harm. The participants
in any such relationship should inform and receive counsel from the Resident Teacher before proceeding. No sexual or romantic
relationships should begin at HZPC until both people have been in residence for at least six months.
Sexual harassment is a matter of particular concern to a religious community in
which students and teachers are connected by strong bonds of spiritual interdependence and trust. Everyone who comes
to HZPC in any capacity has the right to be free from sexual harassment. Sexual harassment can consist of unwelcome
sexual advances, requests for sexual favors, or other verbal or physical conduct of a sexual nature which is unwelcome.
Continued expression of sexual interest directed at another community member or visitor to HZPC, after being informed that
such interest is unwelcome, or in a manner that is offensive, is a misuse of sexuality. The expression of sexual or
romantic interest toward participants new to HZPC or to Zen practice may be particularly problematic and is inconsistent with
HZPC’s intent to maintain a supportive and welcoming environment.
What to do if you experience sexual harassment at Hokyoji Zen Practice Community:
If you feel comfortable in doing so, you should tell the person responsible
for the behavior that his or her actions are unwelcome and request that the behavior stop. If you do not feel comfortable
in making such a request, or if you make the request and the behavior of the offending person does not stop, you should report
the behavior as a grievance according to the instructions set forth in this policy. Or, if you prefer, you are also
welcome to speak to the resident teacher, a guest teacher, or a senior student about the harassing behavior to help
you work through a strategy for speaking directly with the person involved.
Confidentiality
Resident and visiting students at Hokyoji Zen Practice Community should feel that
they can fully explore the Dharma in an environment of trust. HZPC teachers, visiting teachers and senior students shall
not disclose information that they receive in one-to-one practice meetings. There are three areas of exception:
1) Clergy are legally bound to report abuse of a child, threatened suicide
or threatened physical harm to anyone;
2) In discussing appropriate dharma names for jukai candidates, the
guiding teacher and practice leaders may consult with each other and with the jukai preceptor in the selection of names;
3) The guiding teacher or practice leaders will sometimes consult with more
senior Zen teachers, psychologists or mentors regarding students, especially if it would help to get another perspective.
In this case, the identity of the student is protected if possible.
Whether or not a student with a grievance keeps personal information shared private
or not is up to the student. Information shared by the aggrieved student, or a teacher or senior student consulted, may be
disclosed at the aggrieved student’s discretion.
Students should also be mindful of the manner in which they treat information shared
between themselves and a teacher in dokusan. This information should not be disclosed to others casually. Acting
mindfully, a student may disclose such information to a family member or a close friend. Casual disclosures by the student
undermine the confidential nature of the student-teacher relationship. They may also compromise the authenticity of
practice. Carelessly shared information can be confusing. Practice at HZPC involves discussions in class and smaller
groups. Sensitive or personal information may be shared in these discussions. Students and teachers should respect this
and refrain from talking about these discussions outside of the group in question in a manner that could disclose personal
information.
The confidential relationship between student and teacher must never become a means
for imposing silence in situations where harm is being done. Should such a harmful situation arise, the student should
feel free to speak to the appropriate individual – either to the teacher directly, if possible, to a sangha friend,
and/or to the Grievance Committee of the Board of Directors of HZPC.
Non-Discrimination Policy
HZPC is committed to promoting and maintaining an open and diverse community. Any disrespectful, discriminatory,
or preferential treatment of others on the basis of race, gender, sexual orientation, gender identity, marital status, age,
disability, income, ethnicity, or national origin is a violation of the HZPC ethical guidelines.
GRIEVANCE PROCEDURES
Ethics and Reconciliation Committee
The Ethics and Reconciliation Council (EAR council), of HZPC has the responsibility
of attending to all grievances and reconciliation processes. The EAR council membership is determined by the board
of directors, and in the absence of a working council the board of directors shall act as the EAR council. The names of the
current EAR council members, as well as additional contact information, are available by contacting HZPC at 507-542-4968 or
by email to board chair Ken Ford (kford5@comcast.net) or resident teacher Dokai ( Dokai@acegroup.cc).
Reporting Grievances
Grievances may be made orally or in writing. If you wish to file a grievance regarding a breach of the ethical
guidelines, you should report your grievance to one of the following: the Resident Teacher, any member of the HZPC EAR
council, or any member of the HZPC Board of Directors. The person who receives the grievance shall promptly report it
to the full EAR council. The grievance will be treated in as confidential a manner as possible, with the understanding
that the identity of the person making the grievance and the details of the grievance may need to be disclosed in the process
of investigation or in subsequent proceedings as required by law or as necessary for the protection of HZPC.
Process for Investigation and Resolution
There is no single appropriate way to investigate and resolve a grievance regarding unethical conduct. The
EAR council must consider the facts and circumstances particular to an individual case.
The following guidelines, however, shall be followed:
1. The EAR council should first explore, where feasible, whether the grievance
can be resolved in an informal manner that is acceptable to the parties. This will promote harmony in the community.
2. Where an informal resolution is not possible, the EAR council shall investigate the grievance. This will
often involve interviews with the aggrieved, witnesses, and the alleged offending party. These interviews may be done
by the full committee, by a member of the committee designated to carry out this task, or by an independent investigator or
other person designated by the committee. A detailed record will be kept of any interviews or other investigation.
In matters which involve allegations of sexual misconduct, misappropriation of funds, or other serious charges, the EAR council
will consult with the Board of Directors to the extent practicable concerning the appropriate process for fact finding.
The Chair of the EAR council and Chair of the Board of Directors shall also be responsible for seeking appropriate legal counsel
in such situations.
3. When the investigation is completed, the EAR council shall consider what responsive action is required.
The Committee may seek guidance and input from the Board of Directors or the Guiding Teacher, where it is deemed appropriate.
The entire Board of Directors and the Guiding Teacher need not be informed of the existence or resolution of every grievance.
Keeping grievances confidential at the EAR council level will help to promote harmony within the community. The EAR
council shall, however, report each grievance to the Chair of the Board of Directors. Also, in cases involving allegations
of sexual misconduct, misappropriation of funds, or other serious charges, the EAR council shall report the grievance to the
Board of Directors and the Board shall be ultimately responsible for the determination of the grievance, with appropriate
input from the EAR council.
Appeals
Any person involved in a grievance pursuant to this policy who is not satisfied
with the outcome of the grievance as determined by the EAR council may appeal the decision to the full Board of Directors.
This right of appeal would not apply in those instances where the EAR council has already involved the full Board of Directors
in the decision making process.
Partial List of Possible Decisions by the EAR council or the Board
of Directors
1 . Mediated resolution of the matter (assuming that the parties involved are willing)
2. A finding of no ethical breach while acknowledging the existence of a problem which needs resolution elsewhere.
3. Private or mediated apology
4. Reparation, to the extent possible, to the person who brought the grievance and/or to the community
5. Follow-up meeting with the person’s teacher
6. Psychological therapy or participation in a recovery process (i.e., a drug or alcohol recovery program or a
12 Step program) specified by the EAR council
7. Private reprimand
8. Public censure. This involves the findings and action of the EAR council, as well as the reprimand,
being made public to the community, following the approval of the Board of Directors.
9. Apology to the HZPC community or membership
10. Period of probation, with probationary terms set by the EAR council, the HZPC Board of Directors, or some
HZPC body deemed appropriate to the particular case.
11. Suspension from positions of responsibility within HZPC.
12. Suspension from participation at HZPC for a stipulated period of time. Such a suspension should include
a statement regarding the conditions by which a person may re-enter the community and the HZPC entity or person(s) who will
be responsible for deciding whether those conditions have been fulfilled.
13. Termination of the person’s office, employment, or relationship HZPC.
14. Limiting the decision simply to whether or not an ethical transgression occurred and then forwarding this
decision to the appropriate administrative or practice leadership for further action.
Decisions Reserved for Teachers
Certain ethical transgressions may result in sanctions that involve an individual’s
spiritual path. While the EAR council may decide to recommend such sanctions, the decision regarding whether such sanctions
are to be imposed rests solely with the individual’s teacher. These sanctions are:
1. Retaking of the precepts, with appropriate accompanying repentance practice
2. For persons with higher ordinations, relinquishment of the ordination and okesa
In each case, the teacher responsible for giving the precepts or ordaining the
individual would be solely responsible for determining whether such a sanction is warranted.
RECONCILIATION PROCESS
Guiding Principles
Our intention is to offer a reconciliation policy guided by basic principles of
Zen Buddhism such as non-separation, interdependence, compassion for all beings, and upholding the precepts. Reconciliation
is one practice by which we actualize these principles. Our hope is that a reconciliation policy provides a framework or container
for whatever needs to occur, supporting everyone involved. That framework or container includes the following:
Empathy: recognizing and acknowledging the feelings and needs of “the
other” and “self.”
Non-violent communication.
Bearing witness.
Generosity and compassion.
Deep listening: listening from the heart with openness to the words, feelings
and needs of the speaker.
Don’t know mind: Suspending the thought that I know someone else’s motives, hurts or feelings,
or the reasons behind a situation; suspending the thought that I already know everything about my own motives, hurts and feelings.
No one version of the truth: Acknowledging that each of us has our story about the events around us and that no one story
encapsulates the truth.
Taking responsibility: Recognizing interconnection/interdependence, identifying and taking responsibility
for one’s own contribution to the separation.
Appropriate action: Identifying direct and practical steps to help the people involved to make amends for
past ethical breaches or hurtful behavior, and to make more appropriate/skillful choices in the future. Each case will be
different.
Reconciliation Process
What follows is an outline of a step-by-step process by which a person who has become separated from the
community, including a person who has committed an ethical breach and has been asked to stay apart from the community, could
be reconciled with and possibly reintegrated into the community.
1. Any party involved in the situation that led to separation, including a party who has become separated from the
community, expresses a desire for reconnection and brings a request to the EAR council to engage in the reconciliation process.
This request includes the expression of a desired outcome for the process. The EAR council explores with the person coming
forward the intent behind their request and the feasibility of the desired outcome. The EAR council may ask that the person
take some time for further reflection. Once the council determines that the intent is clear and the desired outcome feasible,
it proceeds to the next step.
2. The EAR council, acknowledging that they are not trained professionals in this area and utilizing outside resources
where appropriate, does their best to determine whether the person making the request has accomplished the following:
Demonstrated empathy for the others involved in the conflict.
Demonstrated understanding of the harm that may have resulted from their actions and accepted responsibility for
it.
Where appropriate, committed to or completed specific practices or therapies intended to help them make more skillful and
appropriate choices in the future.
Where appropriate, made or is prepared to make satisfactory amends for the harm that resulted from their actions.
The EAR Council may seek guidance from the Resident Teacher with regard to actions or amends that may be appropriate to
address the last two points in any particular situation.
3. If the EAR Council is satisfied that the points laid out in step #2 above, have been accomplished, the EAR Council
invites the other person or people who were involved in the situation to explore their interest in participating in the reconciliation
process. The EAR Council may decide to proceed with step #3 in cases where some of the points in step #2 above have
not been accomplished if the EAR Council concludes that there is the possibility that all points under #2 will be accomplished
during the course of the process and that there is little likelihood that additional harm will result by proceeding forward.
4. The EAR Council shares with the other person or people who were involved in the situation its understanding of the
intent, proposed outcome and readiness of the requesting party to enter into the reconciliation process. The EAR council
again makes its best effort to determine if the points laid out in step #2 have been accomplished by all key parties involved
in the situation that led to separation .
5. Based on the guiding principles, the EAR Council determines a format for bringing the people together which has
a reasonable likelihood of achieving the desired outcome. The EAR council, or its designee, may act as an intermediary
between parties in order to arrive at a format acceptable to all. Examples of possible formats include council, a meeting
of the parties with a neutral facilitator, or meeting of the parties with the EAR council or its designee.
6. The proposed coming together takes place. Afterwards, each party participating in the coming together provides
feedback to the Ear Council on their view of the outcome and of additional steps, if any, needed to reach reconciliation.
7. The EAR council evaluates whether the process enabled the parties to reach their desired outcome, whether reconciliation
has been realized, and whether reintegration of a separated person into the community is appropriate.
8. If the process is successful, the EAR Council may, where appropriate, make an announcement that acknowledges the reconciliation
and/or request that the Resident Teacher authorize or conduct a ceremony to acknowledge it.
9. If the EAR Council believes the process has been unsuccessful, it informs the parties of that view and may invite
them to renew their request when they feel ready to do so.
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